The Shepherds Friendly Society Limited

Date authorised
1 April 2013
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Shepherds Friendly Society
    Hawbank House
    2 High Street
    Cheadle
    Stockport
    SK8 1AL
    UNITED KINGDOM
    Phone
    +441614281212
    Web
    https://www.shepherdsfriendly.co.uk

  • Complaints Contact

    Shepherds Friendly Society
    Hawbank House
    2 High Street
    Cheadle
    Stockport
    SK8 1AL
    UNITED KINGDOM
    Phone
    +441614281212

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Permanent health

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin Callear

    IRN CXC00836

    • [PRA CF] Key function holder (since 11 Oct 2021)
    • [FCA CF] Significant management (since 11 Oct 2021)
  • Damion Mealing

    IRN DXM01092

    • [PRA CF] Key function holder (since 10 Apr 2024)
    • [FCA CF] Significant management (since 10 Apr 2024)
  • Daniel Palk

    IRN DXP00625

    • [PRA CF] Key function holder (23 Apr 2019 to 31 May 2024)
    • [FCA CF] Significant management (23 Apr 2019 to 31 May 2024)
  • Daniel Simpson

    IRN DXS01039

    • [PRA CF] Key function holder (since 23 Apr 2019)
    • [FCA CF] Significant management (since 23 Apr 2019)
  • David John Holme

    IRN DJH01285

    • CF13 Finance (29 Jan 2003 to 1 Jun 2003)
    • CF11 Money Laundering Reporting (29 Jan 2003 to 22 Dec 2004)
    • CF10 Compliance Oversight (29 Jan 2003 to 22 Dec 2004)
    • CF1 Director (10 Jan 2002 to 4 Mar 2005)
    • CF8 Apportionment and Oversight (10 Jan 2002 to 4 Mar 2005)
    • CF3 Chief Executive (10 Jan 2002 to 4 Mar 2005)
  • David Michael Robinson

    IRN DMR00016

    • CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2003)
  • David Somers

    IRN DXS01266

    • CF2 Non Executive Director (5 Jul 2005 to 30 Nov 2009)
  • Dennis Ronald Parrish

    IRN DRP00027

    • CF22 Investment Adviser (Trainee) (25 Apr 2005 to 4 Jul 2005)
  • Derence Brian Lee

    IRN DXL22961

    • SMF2 Chief Finance (since 21 Jan 2020)
  • Dianne Margaret Payne

    IRN DMP01076

    • CF28 Systems and controls (1 Nov 2007 to 13 May 2011)
    • CF1 Director (27 Jun 2006 to 13 May 2011)
    • CF11 Money Laundering Reporting (22 Dec 2004 to 14 Feb 2006)
    • CF10 Compliance Oversight (22 Dec 2004 to 14 Feb 2006)
    • CF13 Finance (9 Jun 2003 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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