THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

Principal Place of Business

Phone

+4403457242424

Web

https://www.rbs.co.uk

Complaints Contact

Phone

+448001510404

Bank Deposits

For All, Deposit

Buy-to-Let Mortgage Admin

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Buy-to-Let Mortgage Lending

Mortgage Servicing

For Customer, Regulated mortgage contract

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)

Pension Transfer Advice

For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

Land Loan Advice

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Mortgage Arranging

For Customer, Regulated mortgage contract

Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Buy-to-Let Start Date

Buy-to-Let Status

Trade Settlement Routing

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

Credit Brokering

Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Debt Plan Admin

Debt Collection

Debt Advice

Consumer Hire

Mortgage Lending

For Customer, Regulated mortgage contract

Consumer Loans

Consumer Hire Servicing

Loan Servicing

Digital Money

For All, Issuing Electronic Money

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Manages Your Portfolio

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Credit Score Services

Holds Your Assets

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Electronic Trade Settlement

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

IRN MXS50118

• (1153)[FCA CF] Manager of certification employee (since 9 Sep 2024)
• (1152)[FCA CF] Client dealing (since 1 Jun 2023)
• (1368)[FCA CF] Manager of certification employee (2 Oct 2023 to 17 Oct 2023)
• (1367)[FCA CF] Client dealing (12 Dec 2018 to 2 Jan 2023)

IRN MXZ00003

• (1179)[PRA CF] Significant risk taker or Material risk taker (1 Dec 2023 to 17 Mar 2026)
• (1180)[FCA CF] Manager of certification employee (21 Jun 2023 to 16 Jan 2024)

IRN MJR01307

• (313)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
• (314)4. Giving personal recommendations on retail investment products which are not broker funds
• (315)[FCA CF] Functions requiring qualifications (since 11 Oct 2021)

IRN MXH50528

• (1323)[FCA CF] Functions requiring qualifications (18 Jul 2023 to 7 Jun 2024)

IRN JXM03963

• (33)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
• (34)[FCA CF] Functions requiring qualifications (since 2 Apr 2018)

IRN MXH50681

• (1110)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
• (1111)[FCA CF] Functions requiring qualifications (since 12 Sep 2023)

IRN MDB01066

• (386)[PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2022)

IRN DXM03065

• (691)[FCA CF] Functions requiring qualifications (18 Jul 2023 to 4 Jun 2024)

IRN MXF49154

• (1600)[FCA CF] Functions requiring qualifications (24 Oct 2019 to 1 Nov 2021)
• (1599)[FCA CF] Manager of certification employee (24 Oct 2019 to 1 Nov 2021)

IRN DXM03139

• (12)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
• (13)[FCA CF] Functions requiring qualifications (since 2 Apr 2018)