Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2022)
  • NatWest Trustee and Depositary Services Limited (no longer approved here)

    FRN 794152

    • [PRA CF] Significant risk taker or Material risk taker (15 Apr 2024 to 27 Sep 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2022 to 15 May 2025)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2022 to 27 Sep 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (4 Feb 2019 to 22 Nov 2019)
    • [PRA CF] Managing a material risk taker (4 Feb 2019 to 22 Nov 2019)
    • [FCA CF] Material risk taker (24 Jun 2016 to 3 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (24 Jun 2016 to 3 Oct 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (4 Feb 2019 to 22 Nov 2019)
    • [PRA CF] Managing a material risk taker (4 Feb 2019 to 22 Nov 2019)
    • [PRA CF] Significant risk taker or Material risk taker (24 Jun 2016 to 9 Dec 2019)
    • [FCA CF] Material risk taker (24 Jun 2016 to 9 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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