The Prudential Assurance Company Limited

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/pru/

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Sickness, Suretyship

• Consumer Loans

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robin Herd

  IRN RXH00709

  • [FCA CF] Client dealing (since 11 Dec 2023)
• Robin Keith Murray Gorse

  IRN RKG00011

  • CF21 Investment Adviser (1 Dec 2001 to 14 Jul 2003)
• Rochelle Lucas

  IRN RXL00511

  • [FCA CF] Significant management (since 11 Feb 2026)
• Roddy Andrew James Thomson

  IRN RAT01061

  • SMF24 Chief Operations (21 Oct 2019 to 30 Apr 2021)
  • CF29 Significant management (20 Jan 2017 to 9 Dec 2018)
• Roderick George McAlpine

  IRN RGM00023

  • CF21 Investment Adviser (1 Dec 2001 to 5 Sep 2002)
• Roger Charles Ramsden

  IRN RCR01037

  • CF1 Director (16 Jul 2003 to 31 May 2006)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 21 Jul 2003)
• Ronald Stewart Bowie

  IRN RSB00004

  • SMF9 Chair of the Governing Body (since 4 Feb 2021)
  • SMF15 Chair of With Profits Committee (10 Dec 2018 to 4 Feb 2021)
  • CF2b Chair of the With-Profits Committee (7 Mar 2016 to 9 Dec 2018)
  • CF2 Non Executive Director (12 Nov 2014 to 6 Mar 2016)
• Rosemarie Fantom

  IRN RXF13703

  • [FCA CF] Significant management (since 30 Sep 2025)
• Rosemary Harris

  IRN RXH00169

  • CF1 Director (4 Nov 2005 to 2 Feb 2007)
  • CF18 Significant Mgt (Insurance Underwriting) (27 Sep 2005 to 4 Nov 2005)
  • CF20 Significant Mgt (Settlements) (27 Sep 2005 to 4 Nov 2005)
  • Responsible for Insurance Mediation (14 Jan 2005 to 27 Sep 2005)
  • CF14 Risk Assessment (8 Jan 2004 to 27 Sep 2005)
  • CF19 Significant Mgt (Financial Resources) (8 Jan 2004 to 4 Nov 2005)
  • CF10 Compliance Oversight (8 Jan 2004 to 27 Sep 2005)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 28 Jun 2002)
• Ross Liston

  IRN RXL00005

  • [FCA CF] Material risk taker (since 30 Mar 2026)

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