Date authorised
1 April 2013
Companies House
03810528
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Barrington House
    Heyes Lane
    Alderley Edge
    Cheshire
    SK9 7LA
    UNITED KINGDOM
    Phone
    +4407891506113
  • Complaints Contact

    Barrington House
    Heyes Lane
    Alderley Edge
    Cheshire
    SK9 7LA
    UNITED KINGDOM
    Phone
    +4407891506113

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Margaret Alexandra Adams

    IRN MAA01117

    • CF1 Director (14 Jan 2005 to 31 Mar 2005)
  • Naresh Shantilal Purohit

    IRN NSP01033

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 24 Jun 2025)
    • CF1 Director (9 Aug 2013 to 8 Dec 2019)
  • Peter Derek Wagg

    IRN PDW01084

    • SMF9 Chair of the Governing Body (since 8 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Samuel John Whiteside

    IRN SJW01390

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (22 Jun 2007 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.