The Korea Development Bank - London Branch

• Principal Place of Business

  The Korea Development Bank

  22 Bishopsgate

  London

  City Of London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4402074263550

  Web

  https://www.kdb.co.kr

• Complaints Contact

  The Korea Development Bank

  Level 11, West, 22 Bishopsgate

  London

  City Of London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +442074263550

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher James Blease

  IRN CJB01282

  • [FCA CF] Material risk taker (17 Sep 2019 to 9 Jun 2023)
  • [PRA CF] Significant risk taker or Material risk taker (17 Sep 2019 to 9 Jun 2023)
  • CF29 Significant management (20 May 2009 to 6 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 17 Apr 2009)
  • CF26 Customer Trading (12 Jul 2007 to 31 Oct 2007)
• Cynthia Marie Magat

  IRN CXM02795

  • [FCA CF] Material risk taker (since 1 Jan 2025)
  • [PRA CF] Key function holder (1 Jan 2025 to 2 Jan 2025)
• DONGHEE LEE

  IRN DXL00498

  • [FCA CF] Significant management (since 26 Jul 2024)
  • [FCA CF] Material risk taker (since 26 Jul 2024)
  • [FCA CF] Manager of certification employee (since 26 Jul 2024)
  • [PRA CF] Key function holder (1 Jun 2025 to 2 Jun 2025)
• Darrell Jason Porter

  IRN DJP01164

  • [FCA CF] Client dealing (14 Mar 2022 to 13 Mar 2026)
• David Stanley Ascroft

  IRN DSA01013

  • CF30 Customer (1 Nov 2007 to 4 Mar 2008)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Do Kyoo Yang

  IRN DXY00030

  • [FCA CF] Client dealing (29 Apr 2022 to 25 Jul 2024)
• Doo Man Kim

  IRN DMK01027

  • CF21 Investment Adviser (1 Dec 2001 to 28 Aug 2003)
• HYUN SOO BAIK

  IRN HXB00345

  • [PRA CF] Key function holder (1 Jan 2024 to 31 Jan 2025)
  • [FCA CF] Significant management (1 Jan 2024 to 31 Jan 2025)
• Hae Geun Chung

  IRN HGC01003

  • CF3 Chief Executive (22 Sep 2003 to 6 Jul 2004)
  • CF8 Apportionment and Oversight (22 Sep 2003 to 22 Nov 2004)
• Han June Jo

  IRN HXJ00066

  • [FCA CF] Proprietary trader (28 Apr 2022 to 31 Jan 2025)

No changes recorded yet.