Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [PRA CF] Significant risk taker or Material risk taker (17 Sep 2019 to 9 Jun 2023)
- [FCA CF] Material risk taker (17 Sep 2019 to 9 Jun 2023)
- CF29 Significant management (20 May 2009 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 17 Apr 2009)
- CF26 Customer Trading (12 Jul 2007 to 31 Oct 2007)
-
- CF17 Significant Mgt (Other Business Operations) (16 Jan 2006 to 30 Jul 2007)
- CF19 Significant Mgt (Financial Resources) (16 Jan 2006 to 30 Jul 2007)
- CF26 Customer Trading (16 Jan 2006 to 30 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.