The Griffin Insurance Association Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
33 King William StreetLondonEC4R 9ATUNITED KINGDOM- Phone
- +4402074073588
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Complaints Contact
33 King William StreetLondonCity Of LondonEC4R 9ATUNITED KINGDOM- Phone
- +442074152309
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Eligible Counterparty, Professional, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Investment Advice (no pensions)
For Commercial, Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Non-investment insurance contracts
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Manages Insurance Policies
For Eligible Counterparty, Professional, General liability, Legal expenses, Miscellaneous financial loss
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Trades With You Directly
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Issues Insurance
For Eligible Counterparty, Professional, General liability, Legal expenses, Miscellaneous financial loss
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paul Barnes
IRN PXB01503
- CF2 Non Executive Director (11 Feb 2003 to 6 Oct 2008)
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Paul Hunt
IRN PXH01427
- CF2 Non Executive Director (28 Jan 2003 to 22 Dec 2004)
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Paul Jeremy Fleury
IRN PJF01128
- CF2 Non Executive Director (10 Dec 2003 to 14 Sep 2005)
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Paul Sebastian Cazeaux
IRN PSC01033
- SIMF9 Chairman (7 Mar 2016 to 2 May 2017)
- SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 2 May 2017)
- CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
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Paul Vincent
IRN PXV01056
- CF2 Non Executive Director (1 Dec 2001 to 14 Jul 2004)
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Penelope Hurst
IRN PXH01491
- CF1 Director (13 Jul 2006 to 1 Jan 2009)
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Peter Charles Venus
IRN PCV01003
- CF2 Non Executive Director (16 Jul 2003 to 3 Jun 2010)
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Peter David Slade
IRN PDS01139
- CF2 Non Executive Director (30 Jun 2008 to 7 Dec 2010)
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Peter James Hicks
IRN PJH00133
- CF2 Non Executive Director (1 Dec 2001 to 4 Jul 2005)
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Peter Miles Hey
IRN PXH00112
- [PRA CF] Significant risk taker or Material risk taker (1 Oct 2020 to 30 Sep 2021)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.