The Griffin Insurance Association Limited

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +4402074073588

  Web

  https://www.griffin-insurance.co.uk

• Complaints Contact

  33 King William Street

  London

  City Of London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442074152309

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Non-investment insurance contracts

• Manages Insurance Policies

  For Eligible Counterparty, Professional, General liability, Legal expenses, Miscellaneous financial loss

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For Eligible Counterparty, Professional, General liability, Legal expenses, Miscellaneous financial loss

• Christopher Michael Spratt

  IRN CMS00012

  • CF2 Non Executive Director (12 Oct 2015 to 6 Mar 2016)
• Claire Alexander

  IRN CXA00374

  • [PRA CF] Significant risk taker or Material risk taker (since 27 Jun 2024)
• Daniel Misha Wilkinson

  IRN DMW01160

  • SMF16 Compliance Oversight (20 Jun 2019 to 29 Feb 2024)
  • SMF4 Chief Risk (10 Dec 2018 to 23 Mar 2021)
  • SIMF4 Chief Risk Function (18 Jul 2017 to 9 Dec 2018)
• David Hugh Evan Price

  IRN DHP01029

  • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
• David James Ezzard

  IRN DJE01099

  • CF2 Non Executive Director (6 Dec 2007 to 7 Dec 2010)
• David Leslie Lamb

  IRN DLL01046

  • SMF2 Chief Finance (since 12 Dec 2024)
  • SMF20 Chief Actuary (30 Sep 2020 to 27 Feb 2025)
• David Michael Reed

  IRN DMR01050

  • CF2 Non Executive Director (14 Jul 2009 to 7 Dec 2010)
• David Philip Howden

  IRN DPH01063

  • CF2 Non Executive Director (11 Dec 2002 to 7 Dec 2010)
• David Thomas Martin

  IRN DXM01979

  • CF2 Non Executive Director (15 Jul 2009 to 7 Dec 2010)
• Deneys Dyter

  IRN DXD42703

  • SMF2 Chief Finance (5 Jul 2021 to 31 Dec 2024)
  • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 5 Jul 2021)

No changes recorded yet.