Date authorised
1 April 2013
Companies House
02906084
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    The Hamlet
    Hornbeam Park
    Harrogate
    HG2 8RE
    UNITED KINGDOM
    Phone
    +443447280736
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Christopher Meehan

    IRN PCM00011

    • CF2 Non Executive Director (25 Aug 2016 to 1 Oct 2018)
  • Paul Clayden

    IRN PFC01055

    • [FCA CF] Significant management (18 Jan 2021 to 24 Jul 2025)
  • Paul Grant Ellis

    IRN PGE01022

    • CF2 Non Executive Director (12 Feb 2010 to 26 Mar 2012)
    • CF1 Director (15 May 2009 to 11 Feb 2010)
    • CF3 Chief Executive (14 Jan 2005 to 15 May 2009)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 15 May 2009)
  • Paul Gregory Wood

    IRN PGW01108

    • CF1 Director (22 Jan 2007 to 17 Mar 2009)
  • Paul Jonathan Roberts

    IRN PJR01224

    • CF1 Director (14 Jul 2010 to 1 Jan 2013)
  • Peter Bates

    IRN PXB00096

    • CF2 Non Executive Director (9 Mar 2006 to 11 Feb 2008)
  • Peter Bellini

    IRN PJB01408

    • [FCA CF] Significant management (18 Jan 2021 to 24 Jul 2025)
  • Peter Geoffrey Cullum

    IRN PGC00027

    • CF2 Non Executive Director (29 Feb 2008 to 26 Mar 2012)
  • Philip Spencer Bayles

    IRN PSB01106

    • SMF3 Executive Director (since 12 May 2025)
    • SMF1 Chief Executive (since 12 May 2025)
    • Responsible for Insurance Distribution (since 12 May 2025)
    • [FCA CF] Significant management (17 Feb 2022 to 12 May 2025)
  • Philip Wynford Moore

    IRN PWM01047

    • CF2 Non Executive Director (4 Apr 2012 to 8 Jul 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.