Date authorised
1 April 2013
Companies House
02906084
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    The Hamlet
    Hornbeam Park
    Harrogate
    HG2 8RE
    UNITED KINGDOM
    Phone
    +443447280736
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachel Dawn Claire Maguire

    IRN RXM00716

    • [FCA CF] Significant management (8 Sep 2022 to 31 Dec 2024)
  • Richard James Pitt

    IRN RJP01227

    • CF29 Significant management (5 Oct 2015 to 5 Nov 2019)
    • CF1 Director (9 Oct 2013 to 5 Oct 2015)
  • Richard King

    IRN RXK00207

    • [FCA CF] Significant management (30 Jul 2021 to 18 Nov 2022)
  • Richard Shannon

    IRN RXS01662

    • CF28 Systems and controls (12 Nov 2014 to 31 Oct 2015)
    • CF3 Chief Executive (15 May 2009 to 2 Feb 2010)
    • Responsible for Insurance Mediation (10 Mar 2009 to 2 Feb 2010)
    • CF1 Director (4 Jun 2008 to 4 Nov 2013)
  • Robert Laurence Worrell

    IRN RLW01047

    • Responsible for Insurance Distribution (7 Dec 2021 to 17 Nov 2022)
    • SMF1 Chief Executive (5 Nov 2021 to 23 Sep 2022)
    • SMF3 Executive Director (5 Nov 2021 to 23 Sep 2022)
  • Sarah Godfree

    IRN SXD01573

    • [FCA CF] Significant management (16 Feb 2021 to 24 Jul 2025)
  • Scot French

    IRN SXF01654

    • CF2 Non Executive Director (26 Mar 2015 to 8 Jul 2016)
  • Scott Bennett

    IRN SXB02458

    • Responsible for Insurance Distribution (2 Sep 2022 to 10 Jun 2025)
    • SMF3 Executive Director (2 Sep 2022 to 10 Jun 2025)
    • SMF1 Chief Executive (2 Sep 2022 to 10 Jun 2025)
    • CF1 Director (22 Nov 2010 to 30 Jun 2013)
  • Scott Egan

    IRN SXE01241

    • CF1 Director (8 May 2012 to 14 Sep 2015)
  • Scott Nathan Lowe

    IRN SXL00403

    • [FCA CF] Significant management (since 1 Dec 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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