Date authorised
1 April 2013
Companies House
02906084
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    The Hamlet
    Hornbeam Park
    Harrogate
    HG2 8RE
    UNITED KINGDOM
    Phone
    +443447280736
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Scott William Hough

    IRN SWH01043

    • [FCA CF] Significant management (9 Feb 2022 to 2 Apr 2024)
  • Simon James Gulliford

    IRN SJG01185

    • SMF9 Chair of the Governing Body (since 17 Nov 2022)
  • Simon Richard Drew

    IRN SRD01080

    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2021)
    • CF1 Director (AR) (15 Feb 2018 to 1 Apr 2019)
    • CF1 Director (4 Sep 2015 to 8 Dec 2019)
  • Stacey Zaczkiewicz

    IRN SXZ01111

    • CF1 Director (3 Dec 2013 to 31 May 2015)
  • Stephen John Tearle

    IRN SJT01193

    • [FCA CF] Significant management (since 18 Mar 2021)
  • Susan Adcock

    IRN SXA09385

    • SMF3 Executive Director (9 Mar 2020 to 17 Mar 2021)
    • CF29 Significant management (20 Feb 2019 to 8 Dec 2019)
  • Thomas William Clark

    IRN TWC01046

    • [FCA CF] Significant management (since 17 Feb 2022)
  • Timothy Brown

    IRN TXB00150

    • [FCA CF] Significant management (18 Jan 2021 to 18 Nov 2022)
  • Timothy David Johnson

    IRN TDJ01011

    • CF3 Chief Executive (28 Nov 2012 to 6 Mar 2013)
    • Responsible for Insurance Mediation (23 Nov 2012 to 22 Feb 2013)
    • CF1 Director (30 May 2012 to 6 Mar 2013)
    • CF2 Non Executive Director (17 Feb 2011 to 30 May 2012)
  • Timothy Duncan Philip

    IRN TDP00009

    • CF2 Non Executive Director (29 Feb 2008 to 29 Jun 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.