The Broker Network Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Michael John Pendle
IRN MJP01136
- CF2 Non Executive Director (2 Mar 2006 to 11 Feb 2008)
Michael Paul Ellis
IRN XME01000
- CF29 Significant management (24 Feb 2016 to 15 Oct 2019)
Neil Robert Dennis
IRN NRD01052
- [FCA CF] Significant management (since 29 Jun 2021)
Nicholas John Houghton
IRN NJH01182
- Responsible for Insurance Mediation (12 Feb 2010 to 23 Nov 2012)
- CF3 Chief Executive (12 Feb 2010 to 23 Nov 2012)
- CF1 Director (1 Nov 2008 to 23 Nov 2012)
Nicholas Simon Haycock
IRN NSH01020
- CF1 Director (12 Nov 2009 to 15 Apr 2010)
Nicholas Simon Rose
IRN NSR01033
- CF2 Non Executive Director (7 Apr 2011 to 7 Apr 2015)
Nigel Frederick Law
IRN NFL01008
- CF1 Director (28 Apr 2006 to 10 Mar 2008)
Oliver Feix
IRN OJF00003
- CF2 Non Executive Director (15 May 2015 to 1 Feb 2018)
Pamela Lund
IRN PAL01153
- [FCA CF] CASS oversight function (9 Dec 2019 to 30 Sep 2021)
Patrick Noel Butler
IRN PNB01056
- CF2 Non Executive Director (8 Mar 2016 to 8 Jul 2016)

Smaller firms operating under this firm's FCA authorisation.

BN Product Store Limited (no longer appointed)
FRN 785514 · Appointed 31 Jul 2017 · Until 3 Apr 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.