Date authorised
1 April 2013
Companies House
02906084
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    The Hamlet
    Hornbeam Park
    Harrogate
    HG2 8RE
    UNITED KINGDOM
    Phone
    +443447280736
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Duncan Wood

    IRN MDW01038

    • Responsible for Insurance Mediation (19 May 2008 to 10 Mar 2009)
    • CF1 Director (20 Jul 2005 to 28 Aug 2009)
  • Mark Stephen Mugge

    IRN MSM01131

    • CF2 Non Executive Director (18 Jul 2016 to 5 Oct 2016)
    • CF1 Director (13 Jul 2015 to 18 Jul 2016)
  • Mark Steven Hodges

    IRN MSH01039

    • CF1 Director (21 Oct 2011 to 17 Oct 2014)
  • Martin Wheatley

    IRN MXW00319

    • [FCA CF] Significant management (9 Jun 2022 to 18 Nov 2022)
    • [FCA CF] CASS oversight function (1 Oct 2021 to 9 Jun 2022)
  • Martyn Steven Denney

    IRN MSD01063

    • CF1 Director (10 Aug 2005 to 23 Dec 2009)
  • Matthew William Raino

    IRN MWR01060

    • CF2 Non Executive Director (5 Jan 2017 to 10 Sep 2019)
  • Matthieu Boulanger

    IRN MXB02452

    • CF2 Non Executive Director (22 May 2015 to 28 Aug 2015)
  • Max Burrows

    IRN MXB09552

    • [FCA CF] Significant management (18 Jan 2021 to 24 Jul 2025)
  • Mehboob Patel

    IRN MXP00300

    • [FCA CF] Significant management (since 2 Apr 2024)
  • Michael Geoffrey Collins

    IRN MGC01078

    • CF2 Non Executive Director (13 Nov 2006 to 11 Feb 2008)
    • CF1 Director (14 Jan 2005 to 13 Nov 2006)
    • Responsible for Insurance Mediation (14 Jan 2005 to 29 Apr 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.