The Bank of Nova Scotia

• Principal Place of Business

  6th Floor

  201 Bishopsgate

  London

  EC2M 3NS

  UNITED KINGDOM

  Phone

  +442076385644

  Web

  https://www.gbm.scotiabank.com/en/about-overview/our-global-presence/united-kingdom.html

• Complaints Contact

  Scotiabank

  201 Bishopsgate

  London

  City Of London

  EC2M 3NS

  UNITED KINGDOM

  Phone

  +442076385644

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Bartram

  IRN AXB01058

  • [FCA CF] Client dealing (7 Jul 2025 to 14 Jan 2026)
• Alexander Videv

  IRN AXV00247

  • [FCA CF] Client dealing (since 25 Oct 2024)
• Alexandre Benjamin Semons

  IRN ABS01071

  • [FCA CF] Client dealing (since 15 Jun 2022)
• Alexandre Pierre Melchior du Pasquier

  IRN APD01145

  • CF30 Customer (11 Jun 2014 to 6 Mar 2016)
• Alexandru Cernatescu

  IRN AXC43027

  • [FCA CF] Client dealing (28 Aug 2018 to 18 Jul 2021)
• Alison Mary Higgins

  IRN AMH01284

  • CF30 Customer (27 Sep 2013 to 13 Feb 2015)
• Alistair Carl Wellmann

  IRN ACW01070

  • SMF16 Compliance Oversight (7 Mar 2016 to 2 Jun 2017)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 2 Jun 2017)
  • CF11 Money Laundering Reporting (21 Dec 2012 to 6 Mar 2016)
  • CF10 Compliance Oversight (21 Dec 2012 to 6 Mar 2016)
• Allia Linda Mohamed

  IRN ALM01145

  • CF30 Customer (3 Apr 2014 to 25 Apr 2014)
• Alyson Lynn Bailey-Flynn

  IRN ALB01131

  • SMF5 Head of Internal Audit (7 Mar 2016 to 27 May 2016)
  • CF28 Systems and controls (14 Aug 2013 to 6 Mar 2016)
• Amanda Beacock

  IRN AXB43068

  • [FCA CF] Manager of certification employee (since 19 Mar 2025)
  • [FCA CF] Material risk taker (since 1 Jun 2019)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jun 2019)
  • [FCA CF] Client dealing (since 1 Apr 2019)

No changes recorded yet.