The Bank of Nova Scotia

• Principal Place of Business

  6th Floor

  201 Bishopsgate

  London

  EC2M 3NS

  UNITED KINGDOM

  Phone

  +442076385644

  Web

  https://www.gbm.scotiabank.com/en/about-overview/our-global-presence/united-kingdom.html

• Complaints Contact

  Scotiabank

  201 Bishopsgate

  London

  City Of London

  EC2M 3NS

  UNITED KINGDOM

  Phone

  +442076385644

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David William Ramsay

  IRN DWR01026

  • CF26 Customer Trading (1 Dec 2001 to 18 Feb 2005)
• Davide Tesoro

  IRN DXT01154

  • CF30 Customer (17 Mar 2011 to 6 Mar 2016)
• Debora Martin Maradiegue

  IRN DXM01115

  • [FCA CF] Client dealing (since 25 Oct 2024)
  • [FCA CF] Algorithmic trading (25 Oct 2024 to 6 Mar 2026)
• Dhilan Patel

  IRN DXP01593

  • [FCA CF] Algorithmic trading (1 Mar 2020 to 30 Jan 2022)
  • [FCA CF] Material risk taker (7 Mar 2018 to 30 Jan 2022)
  • [FCA CF] Client dealing (6 Mar 2017 to 30 Jan 2022)
  • CF30 Customer (12 Mar 2014 to 6 Mar 2016)
• Dimitri Reading - Picopoulos

  IRN DXR01534

  • [FCA CF] Client dealing (since 2 Oct 2023)
  • [PRA CF] Significant risk taker or Material risk taker (since 2 Oct 2023)
  • [FCA CF] Material risk taker (since 2 Oct 2023)
  • [FCA CF] Manager of certification employee (since 2 Oct 2023)
• Dominika Przybylska

  IRN DXP00405

  • [FCA CF] Client dealing (since 17 Nov 2023)
  • [FCA CF] Proprietary trader (11 Jul 2022 to 17 Nov 2023)
  • [FCA CF] Client dealing (16 Jun 2022 to 11 Jul 2022)
• Dominique Collard

  IRN DXC01349

  • CF30 Customer (1 Nov 2007 to 19 May 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• ERIN LIA WATZINGER

  IRN ELW01026

  • CF30 Customer (31 Dec 2010 to 9 Feb 2011)
• Eamon O'Connor

  IRN EXO00124

  • [FCA CF] Material risk taker (29 May 2025 to 3 Nov 2025)
• Edward John Maguire

  IRN EJM01112

  • SMF17 Money Laundering Reporting Officer (MLRO) (8 Oct 2019 to 4 Aug 2022)

No changes recorded yet.