The Bank of East Asia, Limited

Date authorised
1 April 2013
Companies House
FC015033
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    75 Shaftesbury Avenue
    London
    W1D 5BB
    UNITED KINGDOM
    Phone
    +442077343434
    Web
    https://www.hkbea.co.uk

  • Complaints Contact

    75 Shaftesbury Avenue
    London
    W1D 5BB
    UNITED KINGDOM
    Phone
    +442077343434

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sum Yan Cheng

    IRN SXC00748

    • SMF19 Head of Overseas Branch/Head of Overseas (since 1 Apr 2026)
    • [FCA CF] Material risk taker (1 Mar 2022 to 31 Mar 2026)
  • Wai Chung Wong

    IRN WXW43185

    • [FCA CF] Material risk taker (3 Jan 2017 to 6 Aug 2022)
  • Wai Hon Chan

    IRN WXC42654

    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2024)
  • Yat Kiu Lai

    IRN YXL00040

    • [FCA CF] Material risk taker (since 1 Aug 2021)
  • Yee Wan Lo

    IRN YXL43147

    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Apr 2025)
  • Ying Chan

    IRN YXC00098

    • [FCA CF] Material risk taker (since 8 Jan 2025)
  • York-Wai, Joseph Chow

    IRN YJC01002

    • [FCA CF] Material risk taker (since 1 Apr 2026)
    • SMF16 Compliance Oversight (7 Mar 2016 to 24 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 15 Mar 2018)
    • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 1 Apr 2026)
    • CF11 Money Laundering Reporting (27 Dec 2007 to 6 Mar 2016)
    • CF10 Compliance Oversight (27 Dec 2007 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF3 Chief Executive (1 Dec 2001 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.