Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Bank of East Asia, Limited
FRN 204628
- [FCA CF] Material risk taker (since 1 Apr 2026)
- SMF16 Compliance Oversight (7 Mar 2016 to 24 Mar 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 15 Mar 2018)
- SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 1 Apr 2026)
- CF10 Compliance Oversight (27 Dec 2007 to 6 Mar 2016)
- CF11 Money Laundering Reporting (27 Dec 2007 to 6 Mar 2016)
- CF3 Chief Executive (1 Dec 2001 to 6 Mar 2016)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.