The Ancient Order of Foresters Friendly Society Limited

• Principal Place of Business

  Foresters Friendly Society

  Enterprise House

  Ocean Way

  Southampton

  SO14 3XB

  UNITED KINGDOM

  Phone

  +4408009882418

  Web

  https://www.forestersfriendlysociety.co.uk

• Complaints Contact

  Foresters Friendly Society

  Enterprise House

  Ocean Way

  Southampton

  SO14 3XB

  UNITED KINGDOM

  Phone

  +4408009882418

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Cheryl Patricia Eagleson

  IRN CPE01019

  • CF2 Non Executive Director (24 Oct 2008 to 15 Jun 2015)
• Christopher John Neil Davidson

  IRN CJD01096

  • SMF4 Chief Risk (25 Jan 2021 to 15 Dec 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 8 Jul 2022)
  • SMF16 Compliance Oversight (10 Dec 2018 to 8 Jul 2022)
  • CF10 Compliance Oversight (5 Dec 2018 to 9 Dec 2018)
  • CF11 Money Laundering Reporting (5 Dec 2018 to 9 Dec 2018)
• Conolly Tunnard

  IRN CXT01500

  • CF11 Money Laundering Reporting (19 Mar 2015 to 27 Sep 2018)
  • CF10 Compliance Oversight (19 Mar 2015 to 27 Sep 2018)
• Corrado Pistarino

  IRN CXP01136

  • SMF18 Other Overall Responsibility (since 10 Mar 2020)
• Daphne Jean O'Connell

  IRN DJO00007

  • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2004)
• David Heatherington

  IRN DXH00087

  • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)
• David Howard Furniss

  IRN DHF00006

  • Director of firm who is not a certification employee or a SMF manager (12 Nov 2020 to 27 Jun 2021)
• David John Morgan

  IRN DJM00153

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
• David Watkins

  IRN DXW02019

  • CF2 Non Executive Director (21 Sep 2015 to 6 Mar 2016)
• Denvelle Ralph Orton

  IRN DRO00001

  • CF2 Non Executive Director (AR) (1 Jan 2003 to 10 Sep 2003)
  • CF5 Director of Unincorporated Association (1 Dec 2001 to 31 Dec 2002)

• Christine Pointon (no longer appointed)

  FRN 687439 · Appointed 21 Apr 2015 · Until 31 Dec 2021

• John Perry (no longer appointed)

  FRN 684343 · Appointed 14 Apr 2015 · Until 31 Dec 2021

• Michael David Brinton (no longer appointed)

  FRN 683289 · Appointed 9 Apr 2015 · Until 16 Sep 2016

• Janet Dorothy May Brinton (no longer appointed)

  FRN 682751 · Appointed 8 Apr 2015 · Until 16 Sep 2016

• Charlotte Emma Hicks (no longer appointed)

  FRN 682590 · Appointed 7 Apr 2015 · Until 31 Dec 2021

• Margaret Ross Macdonald Carn (no longer appointed)

  FRN 682589 · Appointed 7 Apr 2015 · Until 15 Mar 2017

• Georgina May Thorp (no longer appointed)

  FRN 675447 · Appointed 5 Mar 2015 · Until 16 Sep 2016

• Tony Leonard Deamer (no longer appointed)

  FRN 675458 · Appointed 5 Mar 2015 · Until 16 Sep 2016

• George Arthur Kendall (no longer appointed)

  FRN 675442 · Appointed 5 Mar 2015 · Until 13 Nov 2018

• Ian Howard Smith (no longer appointed)

  FRN 674306 · Appointed 27 Feb 2015 · Until 30 Dec 2021

No changes recorded yet.