TFS Derivatives Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.”

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alex James Finney

  IRN AJF01084

  • [FCA CF] Client dealing (9 Mar 2021 to 20 Jul 2023)
  • [FCA CF] Manager of certification employee (9 Mar 2021 to 20 Jul 2023)
  • CF30 Customer (14 Apr 2018 to 8 Dec 2019)
• Alexander Dyer

  IRN AXD00868

  • [FCA CF] Client dealing (since 2 Jan 2024)
• Alexander Harry James Rennie

  IRN AHR01046

  • [FCA CF] Client dealing (1 Dec 2021 to 3 Jan 2023)
  • CF30 Customer (8 Aug 2012 to 30 Sep 2018)
• Alexander James Behling

  IRN AJB01822

  • [FCA CF] Client dealing (18 Nov 2020 to 31 Jan 2025)
  • CF30 Customer (29 Mar 2016 to 8 Dec 2019)
• Alexander James Derer Turner

  IRN AJT01295

  • CF30 Customer (23 Jul 2018 to 8 Dec 2019)
• Alexander John Coates

  IRN AXC00439

  • [FCA CF] Client dealing (since 22 Jan 2024)
• Alexander Lucani

  IRN AXL00848

  • [FCA CF] Client dealing (since 5 Jan 2026)
• Alexander Michael Macbride

  IRN AXM05201

  • [FCA CF] Client dealing (since 18 Jan 2024)
• Alexander Miguel Caparros

  IRN AMC01178

  • CF30 Customer (1 Nov 2007 to 3 Apr 2014)
  • CF21 Investment Adviser (28 Apr 2005 to 31 Oct 2007)
  • CF26 Customer Trading (18 Jan 2005 to 28 Apr 2005)
• Alexander Nanian

  IRN AXN01242

  • CF30 Customer (1 Nov 2007 to 18 Nov 2011)
  • CF21 Investment Adviser (17 Jan 2007 to 31 Oct 2007)
  • CF26 Customer Trading (26 Sep 2006 to 17 Jan 2007)

No changes recorded yet.