Alex James Finney

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Manager of certification employee (9 Mar 2021 to 20 Jul 2023)
    • [FCA CF] Client dealing (9 Mar 2021 to 20 Jul 2023)
    • CF30 Customer (14 Apr 2018 to 8 Dec 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (5 Jan 2015 to 31 Dec 2017)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (14 Oct 2013 to 20 Aug 2014)
    • CF21 Investment Adviser (28 Feb 2003 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 28 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.