TFS Derivatives Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.”

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ioannis Theodoropoulos

  IRN IXT01091

  • CF30 Customer (1 Nov 2007 to 31 Jan 2011)
  • CF21 Investment Adviser (28 Jun 2007 to 31 Oct 2007)
  • CF26 Customer Trading (30 Oct 2006 to 28 Jun 2007)
• Isabel Louise Booth

  IRN IXB00179

  • [FCA CF] Client dealing (16 Jan 2023 to 2 Mar 2024)
• Ivan Tan

  IRN IXT00033

  • [FCA CF] Client dealing (since 1 Oct 2020)
• JACKY DOMINIQUE JOSEPH MUSSEAU

  IRN JDM01279

  • [FCA CF] Manager of certification employee (3 Dec 2020 to 12 Dec 2024)
  • [FCA CF] Client dealing (3 Dec 2020 to 12 Dec 2024)
• JASON QUINN COOPER

  IRN JQC01000

  • [FCA CF] Client dealing (22 Jan 2021 to 30 Nov 2024)
• JOHN JOSEPH KISZ

  IRN JJK01074

  • [FCA CF] Client dealing (24 Nov 2020 to 30 Jun 2021)
• Jack De Looper

  IRN JXD02029

  • [FCA CF] Client dealing (since 4 Feb 2021)
  • CF30 Customer (22 Oct 2012 to 8 Dec 2019)
• Jack Michael Herlihy

  IRN JMH01354

  • CF30 Customer (12 Apr 2012 to 6 May 2015)
• Jack Vincent Moore

  IRN JVM01028

  • [FCA CF] Client dealing (since 17 Dec 2020)
  • [FCA CF] Manager of certification employee (since 17 Dec 2020)
  • CF30 Customer (22 Oct 2012 to 8 Dec 2019)
• Jacques David Wolfgang Demyttenaere

  IRN JXD01451

  • CF30 Customer (19 Jan 2009 to 30 Nov 2011)

No changes recorded yet.