TF Global Markets (UK) Limited

Date authorised
23 January 2015
Companies House
09042646
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Spaces
    New Broad Street House
    35 New Broad Street
    London
    City Of London
    EC2M 1NH
    UNITED KINGDOM
    Phone
    +4402038295421
    Web
    https://www.thinkmarkets.com/uk

  • Complaints Contact

    G07
    New Broad Street House
    35 New Broad Street
    London
    City Of London
    EC2M 1NH
    UNITED KINGDOM
    Phone
    +4402038295421

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nauman Anees

    IRN NXA01622

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (23 Jan 2015 to 8 Dec 2019)
    • CF3 Chief Executive (23 Jan 2015 to 8 Dec 2019)
    • CF30 Customer (23 Jan 2015 to 8 Dec 2019)
  • Nicholas James Cooke

    IRN NJC01247

    • CF30 Customer (23 Jan 2015 to 17 Feb 2015)
    • CF1 Director (23 Jan 2015 to 17 Feb 2015)
  • Paul Anthony Hill

    IRN PAH01140

    • CF2 Non Executive Director (24 May 2016 to 19 Apr 2018)
  • Paul Derek Sawyer

    IRN PDS01117

    • CF10 Compliance Oversight (23 Jan 2015 to 31 May 2015)
    • CF11 Money Laundering Reporting (23 Jan 2015 to 31 May 2015)
  • RYAN LEE CASE

    IRN RLC01083

    • CF30 Customer (7 Feb 2018 to 5 Jul 2018)
  • Romain Serge Mario Biasini

    IRN RSB01165

    • CF30 Customer (8 Oct 2015 to 11 May 2017)
  • Safa Nair

    IRN SXN01468

    • CF30 Customer (3 May 2018 to 5 Jul 2018)
  • Yan Li

    IRN YXL01131

    • CF10 Compliance Oversight (19 Oct 2015 to 22 Jul 2016)
    • CF1 Director (19 Oct 2015 to 22 Jul 2016)
    • CF11 Money Laundering Reporting (19 Oct 2015 to 22 Jul 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.