Date authorised
1 April 2013
Companies House
SC173199
Last scraped
1 month ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 South Gyle Crescent
    Edinburgh
    EH12 9FQ
    UNITED KINGDOM
    Phone
    +441312743999
  • Complaints Contact

    Broadway One
    199 Renfield Street
    Glasgow
    Lanarkshire
    G2 3AX
    SCOTLAND
    Phone
    +443303320082

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Duncan James McKinnell

    IRN DXM01508

    • (47)CF29 Significant management (1 Nov 2007 to 29 Jan 2010)
    • (46)Responsible for Insurance Mediation (7 Sep 2006 to 14 Aug 2007)
    • (49)CF17 Significant Mgt (Other Business Operations) (23 Jan 2006 to 31 Oct 2007)
    • (48)CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
  • Elaine Ann O'Dwyer

    IRN EXO42574

    • (325)[PRA CF] Significant risk taker or Material risk taker (18 Jul 2019 to 30 Oct 2020)
    • (326)[FCA CF] Material risk taker (18 Jul 2019 to 30 Oct 2020)
    • (327)[FCA CF] Significant management (18 Jul 2019 to 30 Oct 2020)
  • Elaine Ross

    IRN EXR78239

    • (272)[FCA CF] Significant management (3 Mar 2022 to 12 Aug 2023)
  • Elizabeth Mary Buckley

    IRN EXB00214

    • (25)SMF9 Chair of the Governing Body (since 9 Oct 2024)
    • (324)[FCA CF] Significant management (1 Apr 2024 to 2 Apr 2024)
    • (321)SMF12 Chair of the Remuneration Committee (1 Jun 2023 to 1 Nov 2024)
    • (322)Director of firm who is not a certification employee or a SMF manager (9 Dec 2021 to 31 May 2023)
    • (323)[FCA CF] Material risk taker (9 Dec 2021 to 31 May 2023)
  • Eric Andrew Northcote

    IRN EXN42573

    • (210)[FCA CF] Significant management (19 Jul 2021 to 16 Aug 2023)
    • (208)[PRA CF] Significant risk taker or Material risk taker (5 Nov 2018 to 19 Jul 2021)
    • (209)[FCA CF] Material risk taker (5 Nov 2018 to 19 Jul 2021)
  • Euan Alexander McLeod

    IRN EXM42571

    • (152)[FCA CF] Significant management (8 May 2018 to 31 Oct 2022)
  • Feike Erik Brouwers

    IRN FEB01015

    • (379)SMF4 Chief Risk (7 Mar 2016 to 23 Jan 2017)
    • (380)CF1 Director (5 Aug 2015 to 6 Mar 2016)
  • Fiona Burden

    IRN BXF42555

    • (188)[PRA CF] Significant risk taker or Material risk taker (31 Jan 2022 to 31 Oct 2024)
    • (189)[FCA CF] Material risk taker (31 Jan 2022 to 31 Oct 2024)
    • (190)[FCA CF] Significant management (21 Oct 2019 to 31 Oct 2024)
  • Fraser Alan Stewart

    IRN FXS00146

    • (262)[FCA CF] Significant management (19 Dec 2022 to 31 Oct 2024)
  • Fraser Thompson

    IRN FXT00085

    • (5)[FCA CF] Significant management (since 1 Nov 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (28)SMF18 Other Overall Responsibility

  2. controlled function added: (27)SMF4 Chief Risk

  3. controlled function added: (26)SMF16 Compliance Oversight

  4. controlled function added: (25)SMF9 Chair of the Governing Body

  5. controlled function added: (24)SMF12 Chair of the Remuneration Committee

  6. controlled function added: (23)SMF14 Senior Independent Director

  7. controlled function added: (22)SMF11 Chair of the Audit Committee

  8. controlled function added: (21)[FCA CF] Significant management

  9. controlled function added: (20)Director of firm who is not a certification employee or a SMF manager

  10. controlled function added: (19)[FCA CF] Significant management