Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Monument Bank Limited
FRN 849724
- SMF4 Chief Risk (since 10 May 2021)
- SMF16 Compliance Oversight (2 Oct 2023 to 30 May 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (2 Oct 2023 to 5 Nov 2025)
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- (379)SMF4 Chief Risk (7 Mar 2016 to 23 Jan 2017)
- (380)CF1 Director (5 Aug 2015 to 6 Mar 2016)
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- CF28 Systems and controls (1 Apr 2013 to 30 Apr 2015)
- CF1 Director (1 Apr 2013 to 31 Mar 2015)
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- CF28 Systems and controls (1 Apr 2013 to 30 Apr 2015)
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- CF28 Systems and controls (1 Apr 2013 to 30 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (379)SMF4 Chief Risk at Tesco Personal Finance Limited
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controlled function added: (380)CF1 Director at Tesco Personal Finance Limited