Date authorised
1 April 2013
Companies House
SC173199
Last scraped
1 month ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 South Gyle Crescent
    Edinburgh
    EH12 9FQ
    UNITED KINGDOM
    Phone
    +441312743999
  • Complaints Contact

    Broadway One
    199 Renfield Street
    Glasgow
    Lanarkshire
    G2 3AX
    SCOTLAND
    Phone
    +443303320082

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Raymond Francis Pierce

    IRN RFP01019

    • (85)SMF14 Senior Independent Director (7 Mar 2016 to 13 May 2017)
    • (86)SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 8 Jan 2018)
    • (87)CF2 Non Executive Director (7 Oct 2009 to 6 Mar 2016)
  • Richard Gordon Gossage

    IRN RXG01193

    • (75)CF10 Compliance Oversight (8 Jul 2002 to 29 Aug 2003)
  • Richard Henderson

    IRN RJH01417

    • (233)SMF2 Chief Finance (13 Oct 2021 to 31 Oct 2024)
    • (231)SMF16 Compliance Oversight (22 May 2018 to 3 Dec 2018)
    • (232)SMF4 Chief Risk (28 Mar 2017 to 13 Oct 2021)
    • (234)CF28 Systems and controls (8 Jul 2009 to 1 Jul 2013)
  • Ricky David Hunkin

    IRN RDH01062

    • (82)CF10a CASS Oversight function (18 Nov 2011 to 11 Apr 2012)
    • (83)CF10 Compliance Oversight (7 Jul 2011 to 11 Apr 2012)
    • (84)CF1 Director (11 Feb 2011 to 11 Apr 2012)
  • Robert Duncan Endersby

    IRN RDE01026

    • (336)SMF14 Senior Independent Director (21 Apr 2023 to 1 Nov 2024)
    • (337)SMF10 Chair of the Risk Committee (7 Mar 2016 to 1 Nov 2024)
    • (338)CF2 Non Executive Director (5 Dec 2014 to 6 Mar 2016)
  • Robert James Mackenzie Bulloch

    IRN RJB01430

    • (111)Responsible for Insurance Mediation (13 Aug 2007 to 27 Jan 2009)
    • (112)CF8 Apportionment and Oversight (5 Feb 2007 to 31 Oct 2007)
    • (113)CF3 Chief Executive (5 Feb 2007 to 27 Jan 2009)
    • (114)CF1 Director (5 Feb 2007 to 27 Jan 2009)
  • Robert McKechnie

    IRN RGM01107

    • (115)CF11 Money Laundering Reporting (14 Jul 2005 to 30 Mar 2007)
    • (116)CF10 Compliance Oversight (14 Jul 2005 to 30 Mar 2007)
  • Robert Morrison

    IRN RXM00948

    • (244)[FCA CF] Significant management (18 Dec 2023 to 31 Oct 2024)
  • Roger Ashworth

    IRN RXA01197

    • (14)CF17 Significant Mgt (Other Business Operations) (8 Mar 2002 to 31 Mar 2002)
  • Roger Paul Fogg

    IRN RPF01040

    • (38)CF29 Significant management (1 Nov 2007 to 28 Jan 2009)
    • (39)CF17 Significant Mgt (Other Business Operations) (21 Jun 2006 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (317)CF3 Chief Executive

  2. controlled function added: (316)SMF1 Chief Executive

  3. controlled function added: (315)Responsible for Insurance Mediation

  4. controlled function added: (314)SMF2 Chief Finance

  5. controlled function added: (313)Responsible for Insurance Distribution

  6. controlled function added: (312)CF2 Non Executive Director

  7. controlled function added: (311)SMF11 Chair of the Audit Committee

  8. controlled function added: (310)Director of firm who is not a certification employee or a SMF manager

  9. controlled function added: (309)CF29 Significant management

  10. controlled function added: (308)SMF1 Chief Executive