Richard Gordon Gossage

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (7 Feb 2008 to 12 Mar 2009)
    • CF28 Systems and controls (5 Jan 2008 to 12 Mar 2009)
  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • CF28 Systems and controls (5 Jan 2008 to 12 Mar 2009)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF28 Systems and controls (5 Jan 2008 to 12 Mar 2009)
  • Black Horse Limited (no longer approved here)

    FRN 313409

    • CF28 Systems and controls (5 Jan 2008 to 12 Mar 2009)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF28 Systems and controls (1 Nov 2007 to 7 Jan 2008)
    • CF29 Significant management (1 Nov 2007 to 7 Jan 2008)
    • CF19 Significant Mgt (Financial Resources) (15 Sep 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (8 Jul 2002 to 29 Aug 2003)
    • CF11 Money Laundering Reporting (8 Jul 2002 to 4 Feb 2005)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • CF10 Compliance Oversight (8 Jul 2002 to 29 Aug 2003)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF10 Compliance Oversight (8 Jul 2002 to 29 Aug 2003)
  • Tesco Personal Finance Limited (no longer approved here)

    FRN 186022

    • (75)CF10 Compliance Oversight (8 Jul 2002 to 29 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (75)CF10 Compliance Oversight at Tesco Personal Finance Limited