Date authorised
1 April 2013
Companies House
SC173199
Last scraped
1 month ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 South Gyle Crescent
    Edinburgh
    EH12 9FQ
    UNITED KINGDOM
    Phone
    +441312743999
  • Complaints Contact

    Broadway One
    199 Renfield Street
    Glasgow
    Lanarkshire
    G2 3AX
    SCOTLAND
    Phone
    +443303320082

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rory Alsop

    IRN RXA00341

    • (278)[FCA CF] Significant management (8 Sep 2022 to 31 Oct 2024)
    • (277)[FCA CF] Material risk taker (8 Sep 2022 to 31 Oct 2024)
    • (276)[PRA CF] Significant risk taker or Material risk taker (8 Sep 2022 to 31 Oct 2024)
  • Ross Ian Browne

    IRN RXB42557

    • (3)[FCA CF] Significant management (since 1 Nov 2024)
    • (186)[FCA CF] Significant management (12 Feb 2020 to 28 Apr 2023)
  • Rowley Stuart Ager

    IRN RSA01038

    • (92)CF1 Director (1 Dec 2001 to 6 Feb 2004)
  • Roy Linnell

    IRN RXL01546

    • (159)[FCA CF] Material risk taker (19 Jul 2018 to 31 Oct 2024)
    • (158)[PRA CF] Significant risk taker or Material risk taker (19 Jul 2018 to 31 Oct 2024)
    • (160)[FCA CF] Significant management (19 Jul 2018 to 31 Oct 2024)
    • (157)CF28 Systems and controls (7 Jan 2013 to 6 Mar 2016)
  • Ryan Aitken

    IRN RXA42554

    • (36)SMF5 Head of Internal Audit (since 27 Sep 2024)
    • (333)[FCA CF] Significant management (19 Jul 2021 to 31 Oct 2024)
    • (331)[PRA CF] Significant risk taker or Material risk taker (8 May 2018 to 19 Jul 2021)
    • (332)[FCA CF] Material risk taker (8 May 2018 to 19 Jul 2021)
  • Samuel Marrs

    IRN SXM01320

    • (253)[FCA CF] Significant management (3 Apr 2023 to 31 Oct 2024)
  • Sanjoy Prasad

    IRN SXP01035

    • (19)[FCA CF] Significant management (since 24 Jan 2025)
  • Sarah Queen

    IRN SXQ00002

    • (263)SMF5 Head of Internal Audit (10 Feb 2023 to 31 Oct 2024)
  • Scott McGarvey

    IRN SXM01203

    • (264)[FCA CF] Significant management (9 Nov 2022 to 31 Oct 2024)
  • Scott Paul Fitzgerald

    IRN SXF00509

    • (238)[FCA CF] Significant management (1 Oct 2024 to 1 Nov 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (346)SMF18 Other Overall Responsibility

  2. controlled function added: (345)SMF24 Chief Operations

  3. controlled function added: (344)SMF17 Money Laundering Reporting Officer (MLRO)

  4. controlled function added: (343)SMF18 Other Overall Responsibility

  5. controlled function added: (342)[FCA CF] Material risk taker

  6. controlled function added: (341)[PRA CF] Significant risk taker or Material risk taker

  7. controlled function added: (340)SMF6 Head of Key Business Areas

  8. controlled function added: (339)SMF18 Other Overall Responsibility

  9. controlled function added: (338)CF2 Non Executive Director

  10. controlled function added: (337)SMF10 Chair of the Risk Committee