Date authorised
1 April 2013
Companies House
04785816
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 3700
    Parkside
    Birmingham
    Solihull
    B37 7YT
    UNITED KINGDOM
    Phone
    +443303030237
  • Complaints Contact

    Unit 3700
    Parkside
    Birmingham
    Solihull
    B37 7YT
    UNITED KINGDOM
    Phone
    +441217671139

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · Limited to the provision of credit information services with no credit repair (as defined by 89A(3)(c) & (d) Regulated Activities Order.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caroline Hames

    IRN CXH01505

    • CF4 Partner (AR) (6 Oct 2005 to 25 Mar 2013)
    • CF1 Director (AR) (16 Jun 2005 to 6 Oct 2005)
  • Caroline Jane Ashton

    IRN CJB01192

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2020)
    • SMF24 Chief Operations (9 Dec 2019 to 31 Aug 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2020)
    • SMF4 Chief Risk (9 Dec 2019 to 31 Aug 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Aug 2020)
    • Responsibility for MCD Intermediation (15 Dec 2017 to 31 Aug 2020)
    • Responsible for Insurance Mediation (12 Jun 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (12 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Dec 2016 to 11 Jun 2018)
    • CF28 Systems and controls (13 Mar 2013 to 8 Dec 2019)
    • CF1 Director (25 Jan 2013 to 8 Dec 2019)
  • Caroline Jayne Barker

    IRN CJB01415

    • CF1 Director (AR) (12 Oct 2011 to 10 Jan 2012)
  • Caroline Pattinson

    IRN CXP01909

    • CF1 Director (AR) (28 Jan 2017 to 14 May 2019)
  • Caroline Williams

    IRN CXP00088

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 13 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2023)
  • Carolyn Cadwallader

    IRN CXC80602

    • CF1 Director (AR) (26 May 2020 to 30 Sep 2021)
  • Carrie-Ann Sobkowiak

    IRN CXS00181

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Jan 2020)
  • Catherine Ann Sockett

    IRN CAS01145

    • CF4 Partner (AR) (15 Jun 2009 to 5 Sep 2022)
  • Catherine Irene Etherington

    IRN CXE77012

    • CF1 Director (AR) (28 Apr 2020 to 22 Apr 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Apr 2025)
  • Catherine Teresa Garbutt

    IRN CTG00008

    • Appointed representative dealing with clients for which they require qualification (5 Mar 2020 to 2 Sep 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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