Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit 3700ParksideBirminghamSolihullB37 7YTUNITED KINGDOM- Phone
- +443303030237
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Complaints Contact
Unit 3700ParksideBirminghamSolihullB37 7YTUNITED KINGDOM- Phone
- +441217671139
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Score Services
Show 1 limitation Hide limitations
- · Limited to the provision of credit information services with no credit repair (as defined by 89A(3)(c) & (d) Regulated Activities Order.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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William Underwood
IRN WXU00002
- (754)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Apr 2021)
- (755)CF1 Director (AR) (6 Jan 2016 to 13 Apr 2021)
- (753)CF4 Partner (AR) (21 Feb 2013 to 19 Jan 2016)
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William Vernon Pagan Taylor
IRN WXT79697
- (549)CF1 Director (AR) (20 May 2020 to 18 Feb 2022)
- (548)Appointed representative dealing with clients for which they require qualification (23 Jan 2020 to 18 Feb 2022)
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Yasin Mustak Patel
IRN YXP01024
- (13)CF1 Director (AR) (17 May 2010 to 22 Feb 2011)
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Yulisha Naidoo
IRN YXN28037
- (729)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Jan 2020)
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Zoe Adamson
IRN ZXA01036
- (738)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 May 2020)
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Zoe Fulford-Smith
IRN ZXF00006
- (544)Appointed representative dealing with clients for which they require qualification (5 May 2021 to 1 Oct 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Hadleigh Financial Planning (no longer appointed)
FRN 475587 · Appointed 22 Nov 2007 · Until 23 Sep 2011
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Marble Property Services Ltd (no longer appointed)
FRN 474855 · Appointed 6 Nov 2007 · Until 19 Dec 2014
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Hertfordshire Mortgage Consultants Ltd (no longer appointed)
FRN 408715 · Appointed 5 Nov 2007 · Until 3 Oct 2013
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G B Mortgage Broker Limited (no longer appointed)
FRN 474479 · Appointed 29 Oct 2007 · Until 7 Mar 2012
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Direct Mortgages (Bury St Edmunds) Ltd (no longer appointed)
FRN 448878 · Appointed 29 Oct 2007 · Until 29 Oct 2007
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Silk Financial Solutions (no longer appointed)
FRN 474367 · Appointed 26 Oct 2007 · Until 27 Jul 2011
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (582)SMF11 Chair of the Audit Committee
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controlled function added: (581)SMF4 Chief Risk
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controlled function added: (580)SMF16 Compliance Oversight
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controlled function added: (579)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (578)SMF24 Chief Operations
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controlled function added: (577)SMF18 Other Overall Responsibility
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controlled function added: (576)Responsible for Insurance Distribution
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controlled function added: (575)Responsibility for MCD Intermediation
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controlled function added: (574)SMF5 Head of Internal Audit
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controlled function added: (573)CF1 Director (AR)