Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
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Complaints Contact
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Rachel Sarah Jones
IRN RSJ00010
- (65)CF21 Investment Adviser (3 Sep 2002 to 5 Dec 2003)
- (64)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Sep 2002)
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Raj Yesweker
IRN RXY00014
- (197)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Jan 2021)
- (196)CF7 Sole Trader (AR) (30 Apr 2002 to 31 Jan 2007)
- (195)CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2005)
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Rajinder Singh Kalsi
IRN RSK00006
- (158)CF30 Customer (5 Sep 2014 to 28 Jan 2015)
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Rakesh Chandarana
IRN RXC00133
- (1983)CF21 Investment Adviser (28 Apr 2004 to 12 Apr 2006)
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Ralph Anthony Smith
IRN RAS00073
- (352)CF7 Sole Trader (AR) (1 Dec 2001 to 11 May 2004)
- (351)CF21 Investment Adviser (1 Dec 2001 to 11 May 2004)
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Ralph Ballantine
IRN RXB00029
- (56)CF30 Customer (1 Nov 2007 to 28 Dec 2012)
- (58)CF21 Investment Adviser (27 May 2002 to 31 Oct 2007)
- (59)CF4 Partner (AR) (1 Dec 2001 to 27 Sep 2013)
- (57)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
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Rawdon Middlebrook
IRN RXM00007
- (1148)CF21 Investment Adviser (23 Dec 2002 to 6 Jul 2007)
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Raymond Alan Lynes
IRN RAL00030
- (383)CF21 Investment Adviser (2 Apr 2002 to 2 Apr 2002)
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Raymond Charles William Baldwin
IRN RCB00014
- (1010)CF21 Investment Adviser (30 Mar 2005 to 6 Sep 2005)
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Raymond Hughes Jones
IRN RHJ00009
- (827)CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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North West Financial Services (no longer appointed)
FRN 171390 · Appointed 11 Nov 1994 · Until 17 Dec 2001
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Sherwood Financial Services (no longer appointed)
FRN 164793 · Appointed 26 Oct 1994 · Until 24 Feb 2003
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Leslie Brothers Financial Services Limited (no longer appointed)
FRN 171071 · Appointed 19 Oct 1994 · Until 22 Jun 2016
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Herbert Brothwell Taxation & Financial Services (no longer appointed)
FRN 170714 · Appointed 8 Sep 1994 · Until 31 Dec 2008
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Parker Jerome (Investments) (no longer appointed)
FRN 170713 · Appointed 8 Sep 1994 · Until 30 Nov 2005
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Midas Independent Financial Advisers (no longer appointed)
FRN 170844 · Appointed 5 Aug 1994 · Until 30 Sep 2014
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The Independent Financial Advisory (IFA) Centre (no longer appointed)
FRN 170842 · Appointed 14 Jul 1994 · Until 17 Dec 2013
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Besley Charles Financial Services (no longer appointed)
FRN 170301 · Appointed 8 Jul 1994 · Until 6 Jan 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3122)CF1 Director (AR)
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controlled function added: (3121)CF4 Partner (AR)
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controlled function added: (3120)CF1 Director (AR)
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controlled function added: (3119)CF4 Partner (AR)
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controlled function added: (3118)CF1 Director (AR)
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controlled function added: (3117)CF2 Non Executive Director
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controlled function added: (3116)CF1 Director (AR)
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controlled function added: (3115)[FCA CF] Significant management
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controlled function added: (3114)CF1 Director
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controlled function added: (3113)SMF24 Chief Operations