Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2024)
  • Lord Clarke Limited (no longer approved here)

    FRN 542556

    • [FCA CF] Client dealing (1 Feb 2021 to 7 Jul 2022)
    • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 7 Jul 2022)
  • TRY FINANCIAL LTD (no longer approved here)

    FRN 679270

    • CF1 Director (AR) (23 May 2017 to 25 Oct 2017)
  • Capital Advice Limited (no longer approved here)

    FRN 732540

    • Employed By (23 May 2017 to 25 Oct 2017)
  • Glenrose Investment Ltd (no longer approved here)

    FRN 150740

    • (3)Employed By (21 May 2009 to 16 Jul 2010)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (1 Nov 2007 to 6 May 2009)
    • CF21 Investment Adviser (24 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Mar 2006 to 24 Jul 2007)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (28 Apr 2004 to 12 Apr 2006)
  • Seaway Insurance Consultants Ltd (no longer approved here)

    FRN 227624

    • (13)Employed By (14 Aug 2003 to 12 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.