Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
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Complaints Contact
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sean Malcolm Clements
IRN SMC00029
- (2560)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Sep 2021)
- (2559)CF30 Customer (7 Jan 2010 to 15 Sep 2021)
- (2561)CF1 Director (AR) (7 Jan 2010 to 15 Sep 2021)
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Selwyn Davies
IRN SXD00088
- (2176)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2024)
- (2173)CF30 Customer (1 Nov 2007 to 31 Mar 2024)
- (2175)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- (2174)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Sergio Italo Romano Bechelli
IRN SIB00007
- (1371)CF21 Investment Adviser (30 Jul 2002 to 15 Jul 2003)
- (1370)CF22 Investment Adviser (Trainee) (10 Apr 2002 to 30 Jul 2002)
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Shakuntala Devi Bhairon
IRN SXB00652
- (2385)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jul 2022)
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Shane Anthony Percival
IRN SAP00018
- (1455)CF30 Customer (1 Nov 2007 to 12 Dec 2008)
- (1456)CF21 Investment Adviser (13 Jan 2006 to 31 Oct 2007)
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Shane Swanson
IRN SXS00052
- (952)CF1 Director (AR) (23 Jun 2004 to 22 Jan 2007)
- (950)CF21 Investment Adviser (5 Sep 2003 to 22 Jan 2007)
- (951)CF4 Partner (AR) (5 Sep 2003 to 22 Jan 2007)
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Sharandeep Singh Gill
IRN SSG00013
- (1978)CF30 Customer (1 Nov 2007 to 27 Jul 2009)
- (1979)CF21 Investment Adviser (9 Sep 2002 to 31 Oct 2007)
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Sharon Ann Wheatley
IRN SAW01198
- (1727)CF1 Director (AR) (24 Jul 2009 to 20 Dec 2011)
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Sharon Dorsett
IRN SXD00129
- (2087)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Feb 2022)
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Sharon Elaine Martin
IRN SEM00005
- (931)CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2003)
- (932)CF7 Sole Trader (AR) (1 Dec 2001 to 25 Jul 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Colin Galbraith Independent Financial Services (no longer appointed)
FRN 189274 · Appointed 1 May 1999 · Until 12 Jun 2020
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Heritage Financial Partners Limited (no longer appointed)
FRN 200389 · Appointed 23 Apr 1999 · Until 24 Feb 2003
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Heritage Financial Partners (Northern) Limited (no longer appointed)
FRN 200390 · Appointed 23 Apr 1999 · Until 24 Feb 2003
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Cumbria Financial Advisers Limited (no longer appointed)
FRN 189752 · Appointed 24 Mar 1999 · Until 17 Aug 2009
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MGB Financial & Insurance Services (no longer appointed)
FRN 190139 · Appointed 15 Mar 1999 · Until 24 Feb 2003
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RM Askew Financial Services (no longer appointed)
FRN 189751 · Appointed 26 Feb 1999 · Until 5 Aug 2003
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David Duncan & Associates (no longer appointed)
FRN 189750 · Appointed 16 Feb 1999 · Until 27 Apr 2010
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Cavendish Financial Planning (no longer appointed)
FRN 190138 · Appointed 11 Feb 1999 · Until 24 Feb 2003
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Temple Bar Independent Financial Advice (no longer appointed)
FRN 189749 · Appointed 9 Feb 1999 · Until 18 Nov 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3122)CF1 Director (AR)
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controlled function added: (3121)CF4 Partner (AR)
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controlled function added: (3120)CF1 Director (AR)
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controlled function added: (3119)CF4 Partner (AR)
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controlled function added: (3118)CF1 Director (AR)
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controlled function added: (3117)CF2 Non Executive Director
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controlled function added: (3116)CF1 Director (AR)
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controlled function added: (3115)[FCA CF] Significant management
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controlled function added: (3114)CF1 Director
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controlled function added: (3113)SMF24 Chief Operations