Sean Malcolm Clements

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • knightsbridge Financial Solutions Ltd

    FRN 209711

    • (1)Employed By (since 31 Jan 2022)
    • (13)Employed By (7 Jan 2010 to 15 Sep 2021)
  • Coffey Brooks Financial Services Ltd

    FRN 300657

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 31 Jan 2022)
    • CF30 Customer (since 31 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (since 16 Nov 2021)
    • [FCA CF] Client dealing (since 21 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 27 Sep 2021)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Sep 2021)
    • CF30 Customer (7 Jan 2010 to 15 Sep 2021)
    • CF1 Director (AR) (7 Jan 2010 to 15 Sep 2021)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 18 Nov 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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