Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
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Complaints Contact
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Samuel Robert McCloy
IRN SRM00030
- (935)CF30 Customer (1 Nov 2007 to 28 Dec 2012)
- (936)CF21 Investment Adviser (11 May 2005 to 31 Oct 2007)
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Samuel Scobie
IRN SXS01531
- (4)CF4 Partner (AR) (18 Jan 2002 to 15 Aug 2005)
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Sandra Appleby
IRN SXA02014
- (2708)CF30 Customer (7 Jun 2023 to 29 Feb 2024)
- (2709)Appointed representative dealing with clients for which they require qualification (7 Jun 2023 to 29 Feb 2024)
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Sandra Bulless
IRN SXL01610
- (642)CF1 Director (AR) (13 Jun 2008 to 13 May 2010)
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Sandra Johnston Collins-Eren
IRN SJC00043
- (961)CF21 Investment Adviser (27 May 2002 to 24 Dec 2003)
- (960)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
- (962)CF4 Partner (AR) (1 Dec 2001 to 24 Dec 2003)
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Sara Catrin Evans
IRN SCE00007
- (143)CF1 Director (AR) (26 Oct 2004 to 4 Jul 2011)
- (140)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Mar 2003)
- (141)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
- (142)CF4 Partner (AR) (1 Dec 2001 to 26 Oct 2004)
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Sara Haworth
IRN SSF01005
- (1725)[FCA CF] Significant management (29 Apr 2021 to 3 May 2023)
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Sara Rosemary Shaw
IRN SRS00021
- (369)CF1 Director (AR) (1 Dec 2001 to 14 May 2004)
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Sarah Louise Smith
IRN SLS01061
- (746)CF1 Director (AR) (1 May 2009 to 4 Nov 2009)
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Scott Andrew Cowie
IRN SAC01237
- (669)CF1 Director (AR) (9 Jun 2009 to 2 Jan 2013)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Colin Galbraith Independent Financial Services (no longer appointed)
FRN 189274 · Appointed 1 May 1999 · Until 12 Jun 2020
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Heritage Financial Partners Limited (no longer appointed)
FRN 200389 · Appointed 23 Apr 1999 · Until 24 Feb 2003
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Heritage Financial Partners (Northern) Limited (no longer appointed)
FRN 200390 · Appointed 23 Apr 1999 · Until 24 Feb 2003
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Cumbria Financial Advisers Limited (no longer appointed)
FRN 189752 · Appointed 24 Mar 1999 · Until 17 Aug 2009
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MGB Financial & Insurance Services (no longer appointed)
FRN 190139 · Appointed 15 Mar 1999 · Until 24 Feb 2003
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RM Askew Financial Services (no longer appointed)
FRN 189751 · Appointed 26 Feb 1999 · Until 5 Aug 2003
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David Duncan & Associates (no longer appointed)
FRN 189750 · Appointed 16 Feb 1999 · Until 27 Apr 2010
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Cavendish Financial Planning (no longer appointed)
FRN 190138 · Appointed 11 Feb 1999 · Until 24 Feb 2003
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Temple Bar Independent Financial Advice (no longer appointed)
FRN 189749 · Appointed 9 Feb 1999 · Until 18 Nov 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3122)CF1 Director (AR)
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controlled function added: (3121)CF4 Partner (AR)
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controlled function added: (3120)CF1 Director (AR)
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controlled function added: (3119)CF4 Partner (AR)
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controlled function added: (3118)CF1 Director (AR)
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controlled function added: (3117)CF2 Non Executive Director
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controlled function added: (3116)CF1 Director (AR)
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controlled function added: (3115)[FCA CF] Significant management
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controlled function added: (3114)CF1 Director
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controlled function added: (3113)SMF24 Chief Operations