Sandra Appleby

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 14 Feb 2024)
    • CF30 Customer (since 6 Feb 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (7 Jun 2023 to 8 Jun 2023)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (7 Jun 2023 to 29 Feb 2024)
    • Appointed representative dealing with clients for which they require qualification (7 Jun 2023 to 29 Feb 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (3 May 2011 to 15 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

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