Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
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Complaints Contact
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Roger Charles Warner
IRN RCW00006
- (1271)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- (1274)CF1 Director (AR) (28 Sep 2004 to 29 Jul 2008)
- (1272)CF21 Investment Adviser (1 Jul 2002 to 31 Oct 2007)
- (1273)CF4 Partner (AR) (1 Dec 2001 to 28 Sep 2004)
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Roger Douglas Peters
IRN RDP00015
- (775)CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2004)
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Roger James Yardy
IRN RJY01010
- (1687)CF30 Customer (4 Jan 2010 to 18 Feb 2011)
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Roger John Ponsford
IRN RJP00054
- (468)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
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Roger Langford Cornes
IRN RLC01036
- (9)CF1 Director (AR) (1 Dec 2001 to 1 Oct 2002)
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Roger Walter Westwood
IRN RWW00006
- (707)CF7 Sole Trader (AR) (1 Dec 2001 to 17 Oct 2002)
- (706)CF21 Investment Adviser (1 Dec 2001 to 17 Oct 2002)
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Roland Anderson
IRN RXA00044
- (1431)CF30 Customer (1 Nov 2007 to 28 Dec 2011)
- (1432)CF21 Investment Adviser (22 Dec 2006 to 22 Dec 2006)
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Ronald Ernest Bulless
IRN REB00012
- (51)CF30 Customer (1 Nov 2007 to 13 May 2010)
- (53)CF21 Investment Adviser (26 Jun 2002 to 31 Oct 2007)
- (52)CF22 Investment Adviser (Trainee) (26 Jun 2002 to 26 Jun 2002)
- (54)CF1 Director (AR) (7 Jan 2002 to 13 May 2010)
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Ronald James Latimer
IRN RJL00044
- (826)CF21 Investment Adviser (5 Sep 2003 to 31 Aug 2006)
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Ronald Terras
IRN RXT01362
- (2987)CF30 Customer (12 Mar 2009 to 1 Dec 2009)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Douglas Powell Associates (no longer appointed)
FRN 188110 · Appointed 4 Sep 1998 · Until 24 Dec 2004
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Linbro (UK) Financial Services (no longer appointed)
FRN 126114 · Appointed 28 Aug 1998 · Until 30 Dec 2010
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CP Hodgson Independent Financial Management (no longer appointed)
FRN 188108 · Appointed 3 Aug 1998 · Until 24 Feb 2003
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L R Finance (North West) Limited (no longer appointed)
FRN 188116 · Appointed 15 Jul 1998 · Until 24 Sep 2020
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Independent Financial Strategists (no longer appointed)
FRN 189012 · Appointed 10 Jul 1998 · Until 1 Dec 2004
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Railton Price Independent Finanical Consultants (no longer appointed)
FRN 189004 · Appointed 1 Jul 1998 · Until 19 Mar 2003
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IMG Financial Servicesal (no longer appointed)
FRN 188113 · Appointed 24 Jun 1998 · Until 24 Feb 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2992)SMF9 Chair of the Governing Body
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controlled function added: (2991)CF1 Director (AR)
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controlled function added: (2990)CF1 Director (AR)
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controlled function added: (2989)CF22 Investment Adviser (Trainee)
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controlled function added: (2988)CF30 Customer
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controlled function added: (2987)CF30 Customer
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controlled function added: (2986)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (2985)CF2 Non Executive Director
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controlled function added: (2984)CF1 Director (AR)
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controlled function added: (2983)SMF2 Chief Finance