Roger Charles Warner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Beechwood Financial Management (no longer approved here)
FRN 486475
- Employed By (28 Jul 2008 to 31 Dec 2012)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF1 Director (AR) (28 Sep 2004 to 29 Jul 2008)
- CF21 Investment Adviser (1 Jul 2002 to 31 Oct 2007)
- CF4 Partner (AR) (1 Dec 2001 to 28 Sep 2004)
Tamar Independent Financial Advisers Ltd (no longer approved here)
FRN 214092
- Employed By (1 Jul 2002 to 29 Jul 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.