Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
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Complaints Contact
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Score Services
Show 1 limitation Hide limitations
- · Limited to the provision of credit information services with no credit repair (as defined by 89A(3)(c) & (d) Regulated Activities Order
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nick Butler
IRN DSB00007
- (2489)CF21 Investment Adviser (2 Aug 2004 to 5 Sep 2005)
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Nicola Clare Childs
IRN NCC01056
- (502)CF30 Customer (16 Apr 2012 to 31 Jul 2017)
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Nicola Jane Salah
IRN NJS01221
- (559)CF1 Director (AR) (16 Jun 2011 to 5 Oct 2011)
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Nicola Jayne Davies
IRN NJD01106
- (1275)CF30 Customer (1 Nov 2007 to 3 Dec 2007)
- (1276)CF22 Investment Adviser (Trainee) (14 Dec 2006 to 31 Oct 2007)
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Nicola June Sunderland
IRN NJF01077
- (215)CF21 Investment Adviser (9 May 2006 to 16 Apr 2007)
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Nicola Susan Smith
IRN NSS00015
- (1157)CF1 Director (AR) (1 Dec 2001 to 10 Sep 2004)
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Nicola Sutcliffe
IRN NXS01276
- (2507)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Sep 2023)
- (2506)CF30 Customer (10 Nov 2017 to 18 Sep 2023)
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Nigel Andrew Stallworthy
IRN NAS00003
- (4210)CF1 Director (AR) (6 Dec 2011 to 3 Mar 2014)
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Nigel Anthony Peck
IRN NAP00001
- (651)CF21 Investment Adviser (2 Aug 2004 to 28 Nov 2005)
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Nigel Anthony Waterfall-Brown
IRN NAW00009
- (1512)CF1 Director (AR) (15 Jul 2015 to 6 Oct 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Elite Private Wealth Management Limited (no longer appointed)
FRN 954058 · Appointed 10 Nov 2021 · Until 27 Mar 2024
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Options Financial Planning Limited (no longer appointed)
FRN 955792 · Appointed 29 Jul 2021 · Until 7 Mar 2024
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Dixon Financial Planning Ltd (no longer appointed)
FRN 803046 · Appointed 28 Jul 2021 · Until 29 Sep 2023
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Lumley Wealth Management Ltd (no longer appointed)
FRN 953193 · Appointed 18 Jun 2021 · Until 3 Apr 2023
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Mayanthi Darshana Kodikara (no longer appointed)
FRN 951971 · Appointed 1 Jun 2021 · Until 31 May 2023
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Sustainable Financial Planning Ltd (no longer appointed)
FRN 946455 · Appointed 5 Mar 2021 · Until 27 Sep 2023
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (4348)CF1 Director (AR)
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controlled function added: (4347)CF1 Director (AR)
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controlled function added: (4346)CF21 Investment Adviser
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controlled function added: (4345)CF22 Investment Adviser (Trainee)
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controlled function added: (4344)CF30 Customer
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controlled function added: (4343)CF1 Director (AR)
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controlled function added: (4342)CF30 Customer
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controlled function added: (4341)CF21 Investment Adviser
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controlled function added: (4340)CF22 Investment Adviser (Trainee)
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controlled function added: (4339)CF1 Director (AR)