Nick Butler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosemount Financial Solutions (IFA) Limited

    FRN 535515

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2025)
    • [FCA CF] Client dealing (since 3 Jan 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (17 Dec 2019 to 10 Jan 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Jan 2025)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (65)Employed By (17 Dec 2019 to 10 Jan 2025)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (2 Aug 2004 to 5 Sep 2005)
  • Capital Planning UK Ltd (no longer approved here)

    FRN 402461

    • Employed By (2 Aug 2004 to 5 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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