Teneo Financial Advisory Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Teneo Financial Advisory Limited11 Pilgrim StreetLondonEC4V 6RNUNITED KINGDOM- Phone
- +442072602700
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Complaints Contact
Teneo Financial Advisory Limited11 Pilgrim StreetLondonEC4V 6RNUNITED KINGDOM- Phone
- +442080522409
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Alexander Aindow
IRN DXA00415
- SMF3 Executive Director (since 2 Jun 2025)
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Diana Ivers
IRN DXI00084
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2026)
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Dom Young
IRN DXY00067
- [FCA CF] Client dealing (since 9 Jun 2025)
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Edward Stannard Jenkins
IRN ESJ01018
- [FCA CF] Client dealing (since 9 Jun 2025)
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Ian Wormleighton
IRN IXW00164
- [FCA CF] Client dealing (since 9 Jun 2025)
- [FCA CF] Manager of certification employee (since 9 Jun 2025)
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James Pratt
IRN JXP01748
- [FCA CF] Client dealing (since 19 Mar 2026)
- [FCA CF] Manager of certification employee (since 19 Mar 2026)
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Jaroslaw Marek Golebiowski
IRN JMG01258
- [FCA CF] Client dealing (since 9 Jun 2025)
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Liam John Boyle
IRN LXB00702
- SMF16 Compliance Oversight (2 Jun 2025 to 1 May 2026)
- SMF3 Executive Director (2 Jun 2025 to 1 May 2026)
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Maurizio Montesi
IRN MXM03248
- [FCA CF] Client dealing (since 9 Mar 2026)
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Robert Harding
IRN RJH01488
- [FCA CF] Manager of certification employee (since 28 Jul 2025)
- [FCA CF] Client dealing (since 28 Jul 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.