Teneo Financial Advisory Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Rodolphe Siegfried Roch
IRN RSR01034
- [FCA CF] Client dealing (since 12 Mar 2026)
Sarah-Jane Ramage
IRN SXR00860
- SMF16 Compliance Oversight (since 1 May 2026)
- SMF3 Executive Director (since 1 May 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (2 Jun 2025 to 1 May 2026)
Simon David Harrison
IRN SDH01074
- [FCA CF] Client dealing (since 9 Jun 2025)
Vasudev Raju Ravindra Apte
IRN VRA01003
- [FCA CF] Client dealing (since 9 Jun 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.