Teneo Financial Advisory Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Teneo Financial Advisory Limited11 Pilgrim StreetLondonEC4V 6RNUNITED KINGDOM- Phone
- +442072602700
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Complaints Contact
Teneo Financial Advisory Limited11 Pilgrim StreetLondonEC4V 6RNUNITED KINGDOM- Phone
- +442080522409
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alan Wai Cheung Wong
IRN AXW00450
- [FCA CF] Client dealing (since 9 Jun 2025)
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Alok Gahrotra
IRN AXG01750
- [FCA CF] Client dealing (since 9 Jun 2025)
- [FCA CF] Manager of certification employee (since 9 Jun 2025)
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Ashok Patel
IRN AXP01659
- [FCA CF] Client dealing (since 9 Jun 2025)
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Asmus Lennart Ohle
IRN ALO01013
- [FCA CF] Client dealing (since 9 Jun 2025)
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Benjamin John Davies
IRN BJD01065
- [FCA CF] Client dealing (since 9 Jun 2025)
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Christopher John Edwards
IRN CJE01103
- [FCA CF] Client dealing (since 9 Jun 2025)
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Christopher William Nicholls
IRN CWN01006
- [FCA CF] Client dealing (since 9 Jun 2025)
- [FCA CF] Manager of certification employee (since 9 Jun 2025)
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Clare Williamson
IRN CXW00766
- [FCA CF] Client dealing (since 9 Jun 2025)
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Craig Ian Lukins
IRN CXL14437
- [FCA CF] Client dealing (since 9 Jun 2025)
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Daniel Butters
IRN DXB02236
- SMF1 Chief Executive (since 2 Jun 2025)
- SMF3 Executive Director (since 2 Jun 2025)
- SMF9 Chair of the Governing Body (since 2 Jun 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.