Date authorised
26 August 2016
Companies House
01743099
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    500 Brook Drive
    Reading
    RG2 6UU
    UNITED KINGDOM
    Phone
    +4403448090202
  • Complaints Contact

    O2 Complaints Review Service
    PO Box 694
    Winchester
    Hampshire
    SO23 5AP
    UNITED KINGDOM
    Phone
    +4403448090202

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to Credit Broking carried on for the purposes of, or in connection with, credit agreements to finance the sale of goods or provision of services
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements in relation to the sale of goods.
  • Consumer Loans

  • Consumer Hire Servicing

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanna Mary Ricardo Bertram

    IRN JXB09608

    • SMF3 Executive Director (9 Dec 2019 to 14 Aug 2025)
    • Responsible for Insurance Distribution (4 Jan 2019 to 13 Sep 2019)
    • CF1 Director (4 Jan 2019 to 8 Dec 2019)
  • Kate Mulligan-Brown

    IRN KXM00277

    • [FCA CF] Significant management (29 Mar 2021 to 1 Jul 2021)
  • Kathryn Jane Liddell

    IRN KXL25569

    • SMF3 Executive Director (29 Apr 2020 to 5 Jun 2020)
  • Killian Faughnan

    IRN KXF00207

    • [FCA CF] Significant management (since 13 Aug 2024)
  • Lance King

    IRN LXK00016

    • [FCA CF] Significant management (since 2 Jan 2023)
    • [FCA CF] Significant management (3 Aug 2020 to 12 Apr 2022)
  • Louise Anne Parsons

    IRN LXP00300

    • [FCA CF] Significant management (23 Jun 2022 to 3 Jul 2023)
  • Luke Geoffrey Mackenzie Mills

    IRN LXM00587

    • CF1 Director (AR) (27 Jul 2023 to 12 Dec 2025)
  • Lutz Markus Schueler

    IRN LXS33844

    • SMF1 Chief Executive (since 1 Jun 2021)
    • SMF3 Executive Director (since 1 Jun 2021)
  • Magnus Roger McDonald-Ruden

    IRN MXM12236

    • [FCA CF] Significant management (29 Mar 2021 to 1 Jul 2021)
    • CF29 Significant management (22 Mar 2019 to 8 Dec 2019)
  • Malcolm Cubitt

    IRN MXC00464

    • [FCA CF] Significant management (29 Mar 2021 to 1 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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