Date authorised
1 April 2013
Companies House
OC302604
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Bentinck St
    London
    W1U 2EU
    UNITED KINGDOM
    Phone
    +4402073994200
  • Complaints Contact

    20 Bentinck Street
    London
    W1U 2EU
    UNITED KINGDOM
    Phone
    +4402073994200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew John Lenczner

    IRN MJL01225

    • SMF27 Partner (9 Dec 2019 to 31 Oct 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2022)
    • CF4 Partner (22 Aug 2012 to 8 Dec 2019)
  • Philip John Rowland

    IRN PJR01196

    • CF4 Partner (20 Apr 2007 to 4 May 2016)
  • Rahul Pradeep Patkar

    IRN RXP01235

    • CF4 Partner (31 Oct 2008 to 26 Feb 2010)
  • Robert John Hattrell

    IRN RXH00618

    • SMF27 Partner (since 13 Apr 2023)
  • Sean Thomas Farrell

    IRN STF01015

    • CF4 Partner (8 Sep 2006 to 31 Oct 2008)
  • Stephen Greer

    IRN SXG01750

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Aug 2023)
    • CF4 Partner (31 May 2011 to 8 Dec 2019)
  • Stephen Headington

    IRN SXH01794

    • SMF27 Partner (9 Dec 2019 to 9 Sep 2021)
    • CF4 Partner (8 Sep 2006 to 8 Dec 2019)
  • Stephen James Robertson

    IRN SJR01157

    • SMF27 Partner (9 Dec 2019 to 26 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (27 Nov 2002 to 8 Dec 2019)
    • CF27 Investment Management (27 Nov 2002 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (27 Nov 2002 to 31 Oct 2007)
  • Thibaut Jacques Henri Large

    IRN TJL01093

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Dec 2021)
    • CF4 Partner (26 Nov 2009 to 8 Dec 2019)
  • Thomas Andrew Mitchell

    IRN TAM01110

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Aug 2023)
    • CF4 Partner (9 May 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 10 Sep 2018)
    • CF29 Significant management (28 Jun 2011 to 10 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.