Stephen James Robertson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TDR Capital LLP (no longer approved here)

    FRN 216708

    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Jan 2023)
    • SMF27 Partner (9 Dec 2019 to 26 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (27 Nov 2002 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (27 Nov 2002 to 31 Oct 2007)
    • CF27 Investment Management (27 Nov 2002 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.