TaxAssist Direct Financial Services Limited

FRN: 971520

This firm operates as an appointed representative of 2 Plan Wealth Management Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Michael John Melling
IRN MJM01243
- (2)Employed By (since 15 Apr 2022)
Michael Patrick McDermott
IRN MPM01052
- (3)Employed By (since 28 Feb 2024)
Richard Patrick Taylor
IRN RPT01054
- (8)Employed By (22 Sep 2022 to 18 Feb 2024)
Sandra Augustyniak
IRN SXA84886
- (10)Employed By (9 Feb 2023 to 12 Feb 2024)
Sarah Louise Robertson
IRN SXR00515
- (2)Employed By (4 Apr 2022 to 5 Dec 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.