Tatton Investment Management Limited

• Principal Place of Business

  Tatton Investment Management Ltd

  17 St. Swithin's Lane

  London

  City Of London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +442038240928

  Web

  http://www.tattoninvestments.com

• Complaints Contact

  Tatton Investment Management Ltd

  17 St. Swithin's Lane

  London

  City Of London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +442038240928

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lothar Alfred Mentel

  IRN LAM01038

  • 14. Managing investments
  • SMF9 Chair of the Governing Body (since 11 Mar 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2024)
  • CF1 Director (19 Jan 2017 to 8 Dec 2019)
  • CF30 Customer (19 Jan 2017 to 8 Dec 2019)
  • CF3 Chief Executive (19 Jan 2017 to 8 Dec 2019)
• Noel James Stubley

  IRN NJS01224

  • CF1 Director (19 Jan 2017 to 30 Apr 2018)
• Paul Edwards

  IRN PXE01300

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (2 Jul 2018 to 8 Dec 2019)
• Paul Turner Muir

  IRN PTM01057

  • CF30 Customer (5 Sep 2017 to 30 Aug 2019)
• Peter Alexander Antonius

  IRN PAA01090

  • [FCA CF] Material risk taker (9 Dec 2019 to 7 Feb 2023)
  • CF30 Customer (19 Jan 2017 to 8 Dec 2019)
• Rosemary Jane Rathbone

  IRN RJR01070

  • CF2 Non Executive Director (19 Jan 2017 to 19 Nov 2019)
• Samuel Holland

  IRN SXH00738

  • SMF16 Compliance Oversight (since 6 Nov 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Nov 2024)
  • [FCA CF] Material risk taker (since 6 Nov 2024)
• Samuel Leary

  IRN SXL01390

  • CF30 Customer (19 Jan 2017 to 8 Dec 2019)
• Scott James Adams

  IRN SXA00252

  • [FCA CF] Material risk taker (since 1 Jul 2020)
• Zoe Wilson

  IRN ZXW00053

  • [FCA CF] Client dealing (since 13 Nov 2024)

No changes recorded yet.