Date authorised
1 April 2013
Companies House
03891021
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Marlow House
    1A Lloyds Avenue
    London
    EC3N 3AA
    UNITED KINGDOM
    Phone
    +4402076805750
  • Complaints Contact

    Marlow House
    1A Lloyd's Avenue
    London
    EC3N 3AA
    UNITED KINGDOM
    Phone
    +4402076805750

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Fraser

    IRN GXF01186

    • CF4 Partner (AR) (15 Dec 2014 to 10 Mar 2016)
  • Graeme Lalley

    IRN GXL07745

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (12 Nov 2018 to 8 Dec 2019)
  • James Smith

    IRN JXS02287

    • CF1 Director (1 Apr 2008 to 4 Aug 2017)
  • Jonathan Webber

    IRN JXW02119

    • SMF3 Executive Director (9 Dec 2019 to 15 Sep 2021)
    • CF1 Director (15 May 2019 to 8 Dec 2019)
  • Lauren Barwell

    IRN LXB00398

    • [FCA CF] Significant management (since 31 Jan 2022)
  • Mark Francis Greenwood

    IRN MFG01034

    • CF1 Director (AR) (30 Jul 2013 to 24 Jun 2015)
    • CF1 Director (26 Jun 2013 to 24 Jun 2015)
  • Michael Harold Jensen

    IRN MHJ01026

    • CF1 Director (23 Oct 2008 to 4 May 2011)
    • CF29 Significant management (23 Oct 2008 to 4 May 2011)
    • Responsible for Insurance Mediation (23 Oct 2008 to 4 May 2011)
  • Ming Ly

    IRN MXL00671

    • [FCA CF] CASS oversight function (since 7 Jun 2024)
  • Niel Palmer Lingwood

    IRN NPL00001

    • CF2 Non Executive Director (14 Jan 2005 to 4 May 2011)
  • Paul James Tasker

    IRN PJT01125

    • CF1 Director (AR) (7 May 2013 to 24 Apr 2017)
    • CF1 Director (14 Jan 2005 to 21 Aug 2017)
    • CF3 Chief Executive (14 Jan 2005 to 21 Aug 2017)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 21 Aug 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.