TAM Asset Management Ltd

Date authorised
1 April 2013
Companies House
04077709
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tam Asset Management Ltd
    One Leadenhall, Level 23
    1 Leadenhall Street
    London
    City Of London
    EC3V 1AB
    UNITED KINGDOM
    Phone
    +4402075497650
    Web
    https://www.tamassetmanagement.com

  • Complaints Contact

    Tam Asset Management Ltd
    One Leadenhall Level 23
    1 Leadenhall Street
    London
    City Of London
    EC3V 1AB
    UNITED KINGDOM
    Phone
    +4402075497650

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Rees Newell

    IRN CRN01014

    • CF27 Investment Management (31 May 2002 to 29 Nov 2002)
    • CF21 Investment Adviser (31 May 2002 to 29 Nov 2002)
  • Christopher Thomas Cheverall

    IRN CTC01010

    • CF26 Customer Trading (10 Oct 2005 to 2 Jul 2007)
    • CF21 Investment Adviser (10 Oct 2005 to 2 Jul 2007)
  • Clare Wickert

    IRN CXW01708

    • [FCA CF] CASS oversight function (9 Dec 2019 to 31 Oct 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2025)
    • CF1 Director (AR) (5 Sep 2017 to 26 Feb 2021)
    • CF10a CASS Oversight function (22 May 2017 to 8 Dec 2019)
    • CF1 Director (31 Mar 2015 to 8 Dec 2019)
  • Clément Lasnier

    IRN CXL01386

    • CF30 Customer (12 Jun 2009 to 29 Sep 2010)
  • Colin Albert Smith

    IRN CAS01072

    • CF30 Customer (1 Nov 2007 to 26 Nov 2007)
    • CF21 Investment Adviser (11 Sep 2002 to 31 Oct 2007)
  • Cyril Simon Rebak

    IRN CSR01031

    • CF27 Investment Management (31 May 2002 to 26 Nov 2003)
    • CF21 Investment Adviser (31 May 2002 to 26 Nov 2003)
  • Daniel Alexander Witton

    IRN DAW01114

    • CF21 Investment Adviser (18 Jan 2005 to 18 Apr 2006)
  • Daniel Alfred Partridge

    IRN DAP01079

    • CF21 Investment Adviser (5 Aug 2004 to 1 Sep 2006)
    • CF27 Investment Management (5 Aug 2004 to 1 Sep 2006)
  • Daniel Babington

    IRN DXB00476

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 26 Apr 2021)
    • [FCA CF] Client dealing (since 26 Apr 2021)
  • Darron Stuart Rixson

    IRN DSR01027

    • CF27 Investment Management (16 Jan 2002 to 5 Apr 2004)
    • CF21 Investment Adviser (16 Jan 2002 to 5 Apr 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.